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Review Article|Articles in Press

Hepatocellular Carcinoma with Hepatic Vein and Inferior Vena Cava Invasion

Published:March 27, 2023DOI:https://doi.org/10.1016/j.jceh.2023.03.006
      Hepatocellular carcinoma (HCC) invades intrahepatic vessels causing tumor thrombosis. Infrequently, there is involvement of the hepatic vein (HV) and inferior vena cava (IVC). In this review, we summarize the epidemiology, classification, clinical features, and management of HCC with HV and IVC invasion. While the involvement of HV and IVC usually portends an overall poor survival, selected patients may be candidates for aggressive treatment and thus improving outcomes.

      Keywords

      Abbreviations:

      AFP (Alfa feto protein), BCLC (Barcelona Clinic Liver Cancer), CR (Complete response), EBRT (External Beam Radiation Therapy), EMT (Epithelial–Mesenchymal Transition), FOLFOX (folinic acid, fluorouracil, and oxaliplatin), HAIC (Hepatic arterial infusion chemotherapy), HCC (Hepatocellular carcinoma), HV (hepatic vein), HVTT (Hepatic Vein tumor thrombosis), IVC (Inferior vena cava), IVCTT (Inferior vena cava tumor thrombosis), OS (Overall survival (OS)), PD (Progressive disease), PD-1 (Programmed cell death protein-1), PR (Partial response), PV (Portal vein), PVTT (Portal venous tumor thrombosis), RA (Right atrium), RFS (Recurrence free survival), SD (Stable disease), TACE (Transarterial chemoembolisation), 3D CRT (Three dimensional conformal radiotherapy)
      • Hepatocellular cancer infrequently involves hepatic vein and/or inferior vena cava and results into tumor thrombosis.
      • Such involvement is traditionally considered to indicate poor outcomes and only systemic therapy is recommended.
      • Selective patients with such tumor thrombosis benefit from aggressive treatment including surgery and radiotherapy or a combination of varied treatments.
      Hepatocellular carcinoma (HCC) is the sixth most common cancer and the fourth highest cancer causing mortality globally.,
      • Galle P.
      • Forner A.
      • Llovet J.
      • et al.
      EASL clinical practice guidelines: management of hepatocellular carcinoma.
      HCC has a tendency to involve vessels within the liver and tumor thrombosis into a vein is a major adverse prognostic factor, with limited treatment options.
      • Galle P.
      • Forner A.
      • Llovet J.
      • et al.
      EASL clinical practice guidelines: management of hepatocellular carcinoma.
      Tumor involvement of the hepatic veins (HVs) and inferior vena cava (IVC) is less frequent than portal vein invasion. HCC may involve the contiguous HV and the tumor thrombus may extend via the HV into the IVC and right atrium (RA). There is a paucity of literature on HCC with HV and IVC tumor thrombosis (HVTT and IVCTT) and there is no unequivocal agreement on the optimal management of such patients. As per the widely accepted Barcelona Clinic Liver Cancer (BCLC) staging, these tumors are considered as advanced and qualify for only systemic therapy with very short survival. However, aggressive management of these tumors may lead to better outcome. Here we review the epidemiology, classification, clinical features, and management of HCC with HV and IVC invasion.

      Prevalence

      In an autopsy series, HVTT was seen in 54 (23%) patients with HCC. Of these, 12 were protruding into the IVC and 11 reached the RA. The series also made record of one patient with tumor thrombi in both the pulmonary arteries.
      • Nakashima T.
      • Okuda K.
      • Kojiro M.
      • et al.
      Pathology of hepatocellular carcinoma in Japan: 232 consecutive cases autopsied in ten years.
      Ninety percent of patients with tumor thrombi in the HVs also had tumor thrombosis of the portal veins.
      In the Japanese national HCC registry, 5% of patients with HCC had HV invasion on imaging (862/17263).
      • Kudo M.
      • Izumi N.
      • Kubo S.
      • et al.
      Report of the 20th Nationwide follow-up survey of primary liver cancer in Japan.
      In surgically resected specimens, macroscopic and microscopic HV invasion were seen in 6.9% and 11.4%, respectively.
      • Kudo M.
      • Izumi N.
      • Kubo S.
      • et al.
      Report of the 20th Nationwide follow-up survey of primary liver cancer in Japan.
      Table 1 shows the distribution of HV invasion as per the Japanese classification.
      Table 1Distribution of Hepatic Vein Invasion in HCC.
      By imaging (% of total)Macroscopic invasion on surgically resected specimen (% of total)Microscopic invasion on surgically resected specimen (% of total)
      Vv11.8%4.5%9.3%
      Vv21.7%1.5%1.3%
      Vv31.5%0.9%0.8%
      Total5%6.9%11.4%

      Pathogenesis

      Vascular invasion is an important event in neoplastic lesions, which indicates a stage of tumor progression where they have developed an evolved phenotype that facilitates invasion of the blood vessels.
      • Hart I.R.
      The spread of tumours.
      The process of vascular invasion involves invasion of the stroma and vascular structures by tumorous cells, followed by rupture of the endothelium, and finally penetration into the vessel.
      • Quaglia A.
      • Etessami N.
      • Sim R.
      • et al.
      Vascular invasion and herniation by hepatocellular carcinoma in cirrhosis: a wolf in sheep's clothing?.
      HCC is a richly vascular tumor with a predominantly arterial supply and a complex network of capillarized sinusoids. Initially, there is invasion of tumor cells through the peri-tumoral capsule and forms frond-like protrusions within the vascular channels and are covered by the endothelium of the sinusoids. Microscopically, these are appreciated as free floating clusters within the vascular lumen. Next, few of the tumor fronds may detach from the tumor owing to its fragility. This happens due to a combination of numerous reasons like biomechanical blood flow-related shear stress, mismatch between tumor growth and neoangiogenesis, tumoral secretions that lead to disorganization of the basal lamina and endothelium and trigger coagulation. If conditions like continued intravascular neoangiogenesis and an endothelial coating that prevents thrombosis are provided, the tumor would be capable to grow along and survive within blood vessels, while remaining in continuity with the main tumor mass.
      Tanaka et al.,
      • Tanaka T.
      • Yamanaka N.
      • Oriyama T.
      • et al.
      Factors regulating tumor pressure in hepatocellular carcinoma and implications for tumor spread.
      found a positive tumor–portal vein pressure gradient (mean pressure gradient 6 ± 2 mm H2O) contributing to invasion of portal vein. They hypothesized that there is a pressure-driven dispersal of the tumorous cells into the vascular lumen aided by tumoral capsular infiltration. Although a direct tumor-HV pressure gradient has not been measured, the normal hepatic venous pressure gradient is 1–4 mmHg
      • Merkel C.
      • Montagnese S.
      Hepatic venous pressure gradient measurement in clinical hepatology.
      and thus a high tumor-HV pressure gradient maybe assumed.
      Recently, epithelial–mesenchymal transition (EMT), the mechanism for invasion in a variety of cancers, has been shown to be involved in the vascular invasion in HCC as well.
      • Wen W.
      • Ding J.
      • Sun W.
      • et al.
      Cyclin G1-mediated epithelialmesenchymal transition via phosphoinositide 3-kinase/Akt signaling facilitates liver cancer progression.
      EMT is defined as the process wherein epithelial cells lose their epithelial signatures while acquiring the characteristics of mesenchymal cells including changes in morphology, cellular structure, and biological function.
      • Lee J.M.
      • Dedhar S.
      • Kalluri R.
      • et al.
      The epithelial-mesenchymal transition: new insights in signaling, development, and disease.
      Down-regulation of E-cadherin is regarded as the key step of EMT. Increased expression of cyclin G1 could promote EMT and facilitate HCC metastasis. Cyclin G1 could interact with PI3K and activate the PI3K/Akt/GSK-3b/Snail pathway, by which E-cadherin expression is down-regulated.
      • Wen W.
      • Ding J.
      • Sun W.
      • et al.
      Cyclin G1-mediated epithelialmesenchymal transition via phosphoinositide 3-kinase/Akt signaling facilitates liver cancer progression.
      Increased expression of other promoters of EMT like enhanced myeloid differentiation factor 88,
      • Jia R.J.
      • Cao L.
      • Zhang L.
      • et al.
      Enhanced myeloid differentiation factor 88 promotes tumor metastasis via induction of epithelial-mesenchymal transition in human hepatocellular carcinoma.
      FoxM1,
      • Meng F.D.
      • Wei J.C.
      • Qu K.
      • et al.
      FoxM1 overexpression promotes epithelial-mesenchymal transition and metastasis of hepatocellular carcinoma.
      brachyury,
      • Du R.
      • Wu S.
      • Lv X.
      • et al.
      Overexpression of brachyury contributes to tumor metastasis by inducing epithelial-mesenchymal transition in hepatocellular carcinoma.
      JARID2
      • Lei X.
      • Xu J.F.
      • Chang R.M.
      • et al.
      JARID2 promotes invasion and metastasis of hepatocellular carcinoma by facilitating epithelial-mesenchymal transition through PTEN/AKT signaling.
      CXCR2/CXCL5,
      • Zhu L.
      • Yang R.
      • Zhu X.
      Transcatheter arterial chemoembolisation experience for advanced hepatocellular carcinoma with right atrial tumor thrombus.
      PRMT9,
      • Jiang H.
      • Zhou Z.
      • Jin S.
      • et al.
      PRMT9 promotes hepatocellular carcinoma invasion and metastasis via activating PI3K/Akt/GSK-3β/Snail signaling.
      SERPINB3,
      • Pontisso P.
      Role of SERPINB3 in hepatocellular carcinoma.
      TFAP4,
      • Huang T.
      • Chen Q.F.
      • Chang B.Y.
      • et al.
      TFAP4 promotes hepatocellular carcinoma invasion and metastasis via activating the PI3K/AKT signaling pathway.
      FAM134B,
      • Zhang Z.Q.
      • Chen J.
      • Huang W.Q.
      • et al.
      FAM134B induces tumorigenesis and epithelial-to-mesenchymal transition via Akt signaling in hepatocellular carcinoma.
      STK17B,
      • Lan Y.
      • Han J.
      • Wang Y.
      • et al.
      STK17B promotes carcinogenesis and metastasis via AKT/GSK-3β/Snail signaling in hepatocellular carcinoma.
      UBE2Q1
      • Zhang B.
      • Deng C.
      • Wang L.
      • et al.
      Upregulation of UBE2Q1 via gene copy number gain in hepatocellular carcinoma promotes cancer progression through β-catenin-EGFR-PI3K-Akt-mTOR signaling pathway.
      have also been implicated in HCC.

      Classifications

      The Japanese classification of hepatic venous tumoral thrombosis (HVTT) in HCC is as shown in Figure 1. There are 4 stages: vv0 represents the absence of invasion of (or tumor thrombus in) the HV. vv1 is the invasion of (or tumor thrombus in) peripheral branches of the HV. vv2 is the invasion of (or tumor thrombus in) the right, middle, or left HV, the inferior right HV, or the short HV and vv3 is the invasion of (or tumor thrombus in) the IVC.
      • Kudo M.
      • Izumi N.
      • Kubo S.
      • et al.
      Report of the 20th Nationwide follow-up survey of primary liver cancer in Japan.
      Figure 1
      Figure 1Japanese classification of hepatic venous tumoral thrombosis (HVTT). vvo: absence of invasion of the hepatic vein; vv1: invasion of peripheral branches of the hepatic vein; vv2: invasion of the main hepatic vein; vv3: invasion of the inferior vena cava.
      The Third Affiliated Hospital of Sun Yat-sen University, China classified macrovascular invasion of HCC as follows: V1—invasion of a distant branch of the HV or portal vein (PV); V2—invasion of the first branch of the HV or the second branch of the portal vein; V3—invasion of the HV or the first branch of the portal vein; V4—Invasion of the main portal vein or IVC.
      • Jiang Y.
      • Tang H.
      • Wang Z.
      • et al.
      Two nomograms to select hepatocellular carcinoma patients with macroscopic vascular invasion for hepatic resection.
      Recently, a newer classification has been proposed by Chen et al.
      • Chen Z.
      • Wang K.
      • Zhang X.
      • et al.
      A new classification for hepatocellular carcinoma with hepatic vein tumor thrombus.
      for HVTT and this predicted prognosis (OS at 1–3 years) for different treatment modalities.

      Clinical features

      The patients with invasion of major HVs may develop secondary Budd-Chiari syndrome. They frequently develop bilateral pedal edema from venous congestion and worsening of liver function. Invasion into RA may lead to pulmonary metastasis sometimes leading to dyspnea on exertion and respiratory distress.
      • Jun C.
      • Sim D.
      • Kim S.
      • et al.
      Risk factors for patients with stage IVB hepatocellular carcinoma and extension into the heart: prognostic and therapeutic implications.
      Pulmonary infarction may lead to pleuritic pain. Sudden death may occur from tumor embolization.
      • Okada S.
      How to manage hepatic vein tumour thrombus in hepatocellular carcinoma.
      Signs of right-sided heart failure are seen when the tumor invades the RA.
      • Jun C.
      • Sim D.
      • Kim S.
      • et al.
      Risk factors for patients with stage IVB hepatocellular carcinoma and extension into the heart: prognostic and therapeutic implications.
      There are no data on how many are asymptomatic or the differences in symptoms as per stage of vascular invasion.

      Metastasis

      Tanaka et al.
      • Tanaka K.
      • Shimada H.
      • Matsuo K.
      • et al.
      Clinical features of hepatocellular carcinoma developing extrahepatic recurrences after curative resection.
      reported that HV invasion was an independent risk factor for extra hepatic spread with a relative risk of 9.25 (95% confidence interval [CI] 1.58–55.5, p = 0.004).
      In study by Zhang et al.,
      • Zhang T.
      • Huang J.
      • Bai Y.
      • et al.
      Recurrence and survivals following hepatic resection for hepatocellular carcinoma with major portal/hepatic vein tumor thrombus.
      the group with HV/IVC involvement reported more extrahepatic metastasis on follow-up, compared to a higher incidence of intrahepatic recurrence for patients with PV invasion.
      On the other hand Kokudo et al.,
      • Kokudo T.
      • Hasegawa K.
      • Yamamoto S.
      • et al.
      Surgical treatment of hepatocellular carcinoma associated with hepatic vein tumor thrombosis.
      reported that the commonest site for tumor recurrence was intrahepatic, irrespective of tumor extent of invasion into HV (peripheral HV, main HV, or IVC). Lung metastasis was most frequent in the main HV group, and multiple metastasis was commonest in the IVC tumor thrombosis group.
      • Kokudo T.
      • Hasegawa K.
      • Yamamoto S.
      • et al.
      Surgical treatment of hepatocellular carcinoma associated with hepatic vein tumor thrombosis.

      Association with PVTT

      HVTT and IVCTT were associated with additional portal venous tumor thrombosis (PVTT) ranging from 48 to 88%
      • Kokudo T.
      • Hasegawa K.
      • Yamamoto S.
      • et al.
      Surgical treatment of hepatocellular carcinoma associated with hepatic vein tumor thrombosis.
      • Ikai I.
      • Yamamoto Y.
      • Yamamoto N.
      • et al.
      Results of hepatic resection for hepatocellular carcinoma invading major portal and/or hepatic veins.
      • Bae B.
      • Kim J.
      The response of thrombosis in the portal vein or hepatic vein in hepatocellular carcinoma to radiation therapy.
      • Mathieu D.
      • Guinet C.
      • Bouklia-Hassane A.
      • et al.
      Hepatic vein involvement in hepatocellular carcinoma.
      • Murakami E.
      • Aikata H.
      • Miyaki D.
      • et al.
      Hepatic arterial infusion chemotherapy using 5-fluorouracil and systemic interferon-alpha for advanced hepatocellular carcinoma in combination with or without three-dimensional conformal radiotherapy to venous tumor thrombosis in hepatic vein or inferior vena cava.
      • Chung S.M.
      • Yoon C.J.
      • Lee S.S.
      • et al.
      Treatment outcomes of transcatheter arterial chemoembolisation for hepatocellular carcinoma that invades hepatic vein or inferior vena cava.
      • Kim H.C.
      • Lee J.H.
      • Chung J.W.
      • et al.
      Transarterial chemoembolisation with additional cisplatin infusion for hepatocellular carcinoma invading the hepatic vein.
      and 27–77%,
      • Zhu L.
      • Yang R.
      • Zhu X.
      Transcatheter arterial chemoembolisation experience for advanced hepatocellular carcinoma with right atrial tumor thrombus.
      ,
      • Kokudo T.
      • Hasegawa K.
      • Yamamoto S.
      • et al.
      Surgical treatment of hepatocellular carcinoma associated with hepatic vein tumor thrombosis.
      ,
      • Yoshidome H.
      • Takeuchi D.
      • Kimura F.
      • et al.
      Treatment strategy for hepatocellular carcinoma with major portal vein or inferior vena cava invasion: a single institution experience.
      ,
      • Hou J.
      • Zeng Z.
      • Zhang J.
      • et al.
      Influence of tumor thrombus location on the outcome of external-beam radiation therapy in advanced hepatocellular carcinoma with macrovascular invasion.
      respectively. In a study, the median overall survival (OS) for combination of PVTT with HVTT was similar to that of HVTT alone.
      • Mähringer-Kunz A.
      • Meyer F.
      • Hahn F.
      • et al.
      Hepatic vein tumor thrombosis in patients with hepatocellular carcinoma: prevalence and clinical significance.

      Diagnosis

      The diagnosis of HVTT or IVCTT in HCC is primarily done on cross sectional imaging, like contrast-enhanced computed tomography or magnetic resonance imaging (MRI). The imaging findings that suggest tumoral invasion of the hepatic vein are arterial phase hyper-enhancement within the venous lumen—with the findings similar to the liver parenchymal mass, an expansile thrombus, occluded vein with ill-defined walls, or direct contiguity with the tumor and high intensity on diffusion-weighted MRI sequence.
      • Galle P.
      • Forner A.
      • Llovet J.
      • et al.
      EASL clinical practice guidelines: management of hepatocellular carcinoma.
      ,
      In a study,
      • Roayaie S.
      • Jibara G.
      • Taouli B.
      • et al.
      Resection of hepatocellular carcinoma with macroscopic vascular invasion.
      HV or IVC invasion was predicted by pre-operative imaging in only 59%. But, they also reported improved detection as technology in imaging advanced. With advances in imaging, more HVTT will be detected especially in the vv1 stage.
      HV invasion leads to a higher alpha-feto protein and a higher positivity rate for des-gamma-carboxy prothrombin than portal venous invasion.
      • Kokudo T.
      • Hasegawa K.
      • Yamamoto S.
      • et al.
      Surgical treatment of hepatocellular carcinoma associated with hepatic vein tumor thrombosis.

      Treatment

      As per the most widely used BCLC staging, invasion into major veins is considered as advanced HCC (BCLC stage C), which is not amenable to curative treatments.
      • Galle P.
      • Forner A.
      • Llovet J.
      • et al.
      EASL clinical practice guidelines: management of hepatocellular carcinoma.
      The proposed treatment for advanced HCC is systemic therapy, most commonly Sorafenib.
      • Galle P.
      • Forner A.
      • Llovet J.
      • et al.
      EASL clinical practice guidelines: management of hepatocellular carcinoma.
      The median survival of such patients is expected to be 10.7 months.
      • Llovet J.M.
      • Ricci S.
      • Mazzaferro V.
      • et al.
      Sorafenib in advanced hepatocellular carcinoma.
      In contrast to the more popular recommendations, the Japanese practice guidelines allow for active treatment such as resection, transarterial chemo embolization (TACE) and hepatic arterial infusion chemotherapy in addition to systemic therapy for tumors with vascular invasion, provided conditions like good liver function and the absence of extrahepatic metastasis are met.
      • Kokudo N.
      • Hasegawa K.
      • Akahane M.
      • et al.
      Evidence-based clinical practice guidelines for hepatocellular carcinoma: the Japan society of hepatology 2013 update (3rd JSH-HCC guidelines).
      Macrovascular invasion at the level of HVs is an absolute contraindication for liver transplantation. It is an independent risk factor for recurrence of HCC in the post-transplant setting.
      • Galle P.
      • Forner A.
      • Llovet J.
      • et al.
      EASL clinical practice guidelines: management of hepatocellular carcinoma.
      ,
      • Kokudo N.
      • Hasegawa K.
      • Akahane M.
      • et al.
      Evidence-based clinical practice guidelines for hepatocellular carcinoma: the Japan society of hepatology 2013 update (3rd JSH-HCC guidelines).
      ,
      • Andreou A.
      • Bahra M.
      • Schmelzle M.
      • et al.
      Predictive factors for extrahepatic recurrence of hepatocellular carcinoma following liver transplantation.
      • Surgical resection
      Hepatic resection is a viable treatment option in appropriately selected patients.
      Intraoperative ultrasonography to estimate the location and extent of the TT as well as to detect occult lesions is advocated.
      • Zhang T.
      • Huang J.
      • Bai Y.
      • et al.
      Recurrence and survivals following hepatic resection for hepatocellular carcinoma with major portal/hepatic vein tumor thrombus.
      ,
      • Letreut Y.
      • Hardwigsen J.
      • Ananian P.
      • et al.
      Resection of hepatocellular carcinoma with tumor thrombus in the major vasculature. A European case-control series.
      Transsection of the liver is carried out using continuous or intermittent clamping of the hepatic pedicle (Pringle maneuver).
      • Letreut Y.
      • Hardwigsen J.
      • Ananian P.
      • et al.
      Resection of hepatocellular carcinoma with tumor thrombus in the major vasculature. A European case-control series.
      Mobilization of the liver and dissection of the IVC and HVs was performed first by Le Treur et al., except large right-sided tumors which were approached anteriorly.
      • Zhang T.
      • Huang J.
      • Bai Y.
      • et al.
      Recurrence and survivals following hepatic resection for hepatocellular carcinoma with major portal/hepatic vein tumor thrombus.
      For HVTT, hepatic vascular exclusion (HVE) is used only if necessary and as briefly as possible,
      • Zhang T.
      • Huang J.
      • Bai Y.
      • et al.
      Recurrence and survivals following hepatic resection for hepatocellular carcinoma with major portal/hepatic vein tumor thrombus.
      with anatomic hepatic resection wherever possible.
      • Ikai I.
      • Yamamoto Y.
      • Yamamoto N.
      • et al.
      Results of hepatic resection for hepatocellular carcinoma invading major portal and/or hepatic veins.
      The tumor thrombus can either be resected en bloc with the tumor or extracted out of the vascular lumen according to its location and extent.
      • Zhang T.
      • Huang J.
      • Bai Y.
      • et al.
      Recurrence and survivals following hepatic resection for hepatocellular carcinoma with major portal/hepatic vein tumor thrombus.
      For IVCTT, the TT was removed under total HVE with or without veno-venous bypass.
      • Zhang T.
      • Huang J.
      • Bai Y.
      • et al.
      Recurrence and survivals following hepatic resection for hepatocellular carcinoma with major portal/hepatic vein tumor thrombus.
      ,
      • Ikai I.
      • Yamamoto Y.
      • Yamamoto N.
      • et al.
      Results of hepatic resection for hepatocellular carcinoma invading major portal and/or hepatic veins.
      ,
      • Yoshidome H.
      • Takeuchi D.
      • Kimura F.
      • et al.
      Treatment strategy for hepatocellular carcinoma with major portal vein or inferior vena cava invasion: a single institution experience.
      In patients with TT extending to the RA, the TT was removed under cardiopulmonary bypass.
      • Ikai I.
      • Yamamoto Y.
      • Yamamoto N.
      • et al.
      Results of hepatic resection for hepatocellular carcinoma invading major portal and/or hepatic veins.
      ,
      • Letreut Y.
      • Hardwigsen J.
      • Ananian P.
      • et al.
      Resection of hepatocellular carcinoma with tumor thrombus in the major vasculature. A European case-control series.
      In a retrospective study, surgically treated patients of HCC with HVTT between 1985 and 2001 were analyzed.
      • Ikai I.
      • Yamamoto Y.
      • Yamamoto N.
      • et al.
      Results of hepatic resection for hepatocellular carcinoma invading major portal and/or hepatic veins.
      The 5 year survival of patients with vv0, vv1, vv2, and vv3 thrombi were 43%, 19%, 11%, and 0%, respectively. Patients with hepatic trunk invasion survived significantly longer than those with invasion of the IVC (P = 0.008). No significant survival differences were found among patients with tumor invasion in only HV compared to both portal and HVs. There were no differences in the 5-year survival rate for patients with HV invasion who underwent curative or palliative resection (6% vs 8%). No patients with tumoral invasion of the IVC survived more than 2 years; this was primarily due to early lung metastasis.
      Jiang et al.
      • Jiang Y.
      • Tang H.
      • Wang Z.
      • et al.
      Two nomograms to select hepatocellular carcinoma patients with macroscopic vascular invasion for hepatic resection.
      showed that the extent of vascular invasion was an important determinant of OS and recurrence free survival (RFS). The study did not report results for patients with portal vein and HV invasion separately. 3-year OS and RFS rate of the V3 plus V4 group were 56.9% and 25.0%, respectively; the 3-year OS and RFS rate of the V1 plus V2 group were 90.2% and 51.0%, respectively.
      • Jiang Y.
      • Tang H.
      • Wang Z.
      • et al.
      Two nomograms to select hepatocellular carcinoma patients with macroscopic vascular invasion for hepatic resection.
      Pawlik et al.
      • Pawlik T.
      • Poon R.
      • Abdalla E.
      • et al.
      Hepatectomy for hepatocellular carcinoma with major portal or hepatic vein invasion: results of a multicenter study.
      reported 1-, 3-, and 5-year survival rates of 45%, 17%, and 10%, respectively, for patients with HCC with invasion of main PV or HV undergoing resection. On multivariate analysis, moderate to severe fibrosis in the liver parenchyma was an independent predictor of short-term and long-term mortality.
      • Pawlik T.
      • Poon R.
      • Abdalla E.
      • et al.
      Hepatectomy for hepatocellular carcinoma with major portal or hepatic vein invasion: results of a multicenter study.
      Roayaie et al.
      • Roayaie S.
      • Jibara G.
      • Taouli B.
      • et al.
      Resection of hepatocellular carcinoma with macroscopic vascular invasion.
      reported a median survival of 4.7 months (±2.1 m) in patients with HVTT or ICVTT. The survival was the lowest in this group when compared to segmental or main PV invasion. On multivariate analysis, alfa feto protein (AFP) > 30 ng/ml, tumor size >7 cm, and extent of invasion were independent markers of prognosis.
      • Roayaie S.
      • Jibara G.
      • Taouli B.
      • et al.
      Resection of hepatocellular carcinoma with macroscopic vascular invasion.
      Zhang et al.
      • Zhang T.
      • Huang J.
      • Bai Y.
      • et al.
      Recurrence and survivals following hepatic resection for hepatocellular carcinoma with major portal/hepatic vein tumor thrombus.
      compared surgical outcomes for HCC with HV ± IVC versus PVTT. The group with PVTT had a longer OS of 52 weeks than HV/IVC group with an OS of 38 weeks (p < 0.01). However, there was no difference in RFS (69.5% vs 71.3%, p = 0.1). Survival for better when the tumor thrombosis was within the hepatic veins compared to IVC (p = 0.03). In multivariate analysis, major vascular invasion, type of resection (anatomic vs non anatomic) and the presence of liver cirrhosis were predictors of OS.
      • Zhang T.
      • Huang J.
      • Bai Y.
      • et al.
      Recurrence and survivals following hepatic resection for hepatocellular carcinoma with major portal/hepatic vein tumor thrombus.
      Le Treurt et al. reported median survival of 4 months for patients with HVTT undergoing surgery, whereas it was 9 months for PVTT.
      • Letreut Y.
      • Hardwigsen J.
      • Ananian P.
      • et al.
      Resection of hepatocellular carcinoma with tumor thrombus in the major vasculature. A European case-control series.
      This study only had 6 patients, all who had HVTT with IVCTT, which may account for a poor outcome.
      In the largest series, 187 patients (153 with microscopic HVTT, 21 with major HVTT and 13 with IVCTT) were studied who underwent surgical treatment at a tertiary Japanese hospital between 1994 to 2011.
      • Kokudo T.
      • Hasegawa K.
      • Yamamoto S.
      • et al.
      Surgical treatment of hepatocellular carcinoma associated with hepatic vein tumor thrombosis.
      The median survival of each of the three groups were 5.27, 3.95, and 1.39 years, respectively. There was no different in survival between groups with microscopic or major invasion of the HV, p = 0.7. IVC tumor thrombosis was an adverse prognostic factor on multivariate analysis.
      In a retrospective study of HCC involving IVC and/or RA, the results of surgical treatment were superior to non surgical treatments like TACE.
      • Wang Y.
      • Yuan L.
      • Ge R.
      • et al.
      Survival benefit of surgical treatment for hepatocellular carcinoma with inferior vena cava/right atrium tumor thrombus: results of a retrospective cohort study.
      They reported 1-, 3-, and 5-year survival rates of 68.0, 22.5, and 13.5%, respectively, with a median survival of 19 months with hepatectomy.
      • o
        Post surgical recurrence
      The median time to recurrence after surgery in patients with microscopic HV invasion, major HV invasion, and IVC invasion was 1.06, 0.41, and 0.25 years.
      • Kokudo T.
      • Hasegawa K.
      • Yamamoto S.
      • et al.
      Surgical treatment of hepatocellular carcinoma associated with hepatic vein tumor thrombosis.
      • Radiotherapy
      Historically, application of radiotherapy for liver tumor was limited despite the HCC being radiosensitive because liver is radiosensitive. But with recent advances in radiotherapy techniques, it is possible to deliver tumoricidal doses to target organ and minimize adverse effects.
      • Bae B.
      • Kim J.
      The response of thrombosis in the portal vein or hepatic vein in hepatocellular carcinoma to radiation therapy.
      In a retrospective study, the median survival of 47 patients of HCC with PV or HV invasion who underwent radiotherapy was 8 months.
      • Bae B.
      • Kim J.
      The response of thrombosis in the portal vein or hepatic vein in hepatocellular carcinoma to radiation therapy.
      The study included 5 patients with HV invasion and 5 patients with a combination of PV and HV invasion. The results for HV invasion alone were not elucidated.
      In another retrospective study, the outcome of external beam radiation therapy (EBRT) in patients with macrovascular invasion varied as per the location of tumor thrombus. The median survival was 10.2, 7.4, 17.4, and 8.5 months for patients with PV branch, PV trunk, IVC, and PV plus IVC tumor thrombosis, respectively. The focus of EBRT was on the tumor thrombi with or without primary intrahepatic tumors. EBRT delivered a median total dose of 50 Gy (range, 30–60 Gy).
      • Hou J.
      • Zeng Z.
      • Zhang J.
      • et al.
      Influence of tumor thrombus location on the outcome of external-beam radiation therapy in advanced hepatocellular carcinoma with macrovascular invasion.
      In another study, 42 patients with IVC or combination of IVC with PV thrombosis were evaluated for response to EBRT given at a median dose of 50 Gy (range 30–60 Gy).
      • Zeng Z.
      • Fan J.
      • Tang Z.
      • et al.
      A comparison of treatment combinations with and without radiotherapy for hepatocellular carcinoma with portal vein and/or inferior vena cava tumor thrombus.
      The percentage of complete response (CR), partial response (PR), stable disease (SD), and progressive disease (PD) were 61.9%, 19%, 19.1%, and 0%, respectively. These patients were also compared to those with PVTT. The objective response was higher in IVC than PVTT, p < 0.001. The survival rates at 1, 2, and 3 years were 31.8%, 17.5%, and 8.8% for patients with PVTT; 66.3%, 21.1%, and 15.8% for IVCTT; 25%, 8.3%, and 0% for PVTT plus IVCTT, respectively.
      In a recent meta-analysis of use of EBRT for IVCTT and RA involvement, consisting of 8 studies and 9 cohorts the pooled 1- and 2- year OS rates were 53.6% (95% CI: 45.7–61.3%) and 36.9% (95% CI: 27.2–42.4%), respectively.
      • Rim C.
      • Kim C.
      • Yang D.
      • et al.
      External beam radiation therapy to hepatocellular carcinoma involving inferior vena cava and/or right atrium: a meta-analysis and systemic review.
      The pooled response rate (CR + PR) was 59.2% (95% CI: 39.0–76.7%). The pooled local control rate (CR + PR + SD) was 83.8% (95% CI: 78.8–97.1%), respectively. The overall rate of possible grade ≥3 complications was 1.2% (2 of 164).
      • Systemic therapy
      In a case report, tumor thrombus involving HV, IVC, and RA were treated with sorafenib alone. The treatment was deemed ineffective.
      • Kang Y.
      • Ryu S.
      • Lee B.
      • et al.
      Sorafenib treatment in advanced hepatocellular carcinoma with tumor thrombus nearly occupying the entire right atrium.
      In a small study, the use of check point (PD-1) inhibitors was found effective in patients with IVCTT with 70% showing PR and 30% having PD.
      • Tsai H.
      • Han M.
      • Lin Y.
      • et al.
      Real-world outcome of immune checkpoint inhibitors for advanced hepatocellular carcinoma with macrovascular tumor thrombosis.
      The OS was higher among those patients exhibiting radiological response to the tumor thrombosis.
      • TACE
      Sixty-two patients with HV/IVC invasion underwent an average of 2.48 (±2.14) sessions of TACE at a single center.
      • Chung S.M.
      • Yoon C.J.
      • Lee S.S.
      • et al.
      Treatment outcomes of transcatheter arterial chemoembolisation for hepatocellular carcinoma that invades hepatic vein or inferior vena cava.
      The commonest etiology for HCC was hepatitis B. A majority of patients had a good performance status and Child-Pugh class A or B. Patients with extrahepatic tumors and who had received prior treatment were excluded. The response rates for primary tumor and tumor thrombi were 55.6 and 13%, respectively. A majority (85%) of patients developed post-TACE syndrome. Major complications included pulmonary edema in one and liver abscess in another; neither were fatal. A post treatment reduction in AFP by ≥ 50% and tumor thrombi treatment response were independent prognostic factors. The median OS was 10.9 months (range 0.1–23.0 months). The cumulative survival rates at 3, 6, 9, and 12 months were 73.8, 58.1, 53.9, and 45.8%, respectively.
      In a study of 18 patients with HCC invading the IVC and RA,
      • Zhu L.
      • Yang R.
      • Zhu X.
      Transcatheter arterial chemoembolisation experience for advanced hepatocellular carcinoma with right atrial tumor thrombus.
      TACE was carried out and the 1- and 3-year OS rates were 50% and 16.7%, respectively, with a median survival of 15.2 months. One patient died of pneumonia, with no other major adverse events.
      In a small study, 3 unresectable patients with HCC with tumor thrombus through the HV underwent hepatic artery chemoembolisation with aclarubicin, mitomycin C, lipiodol, and/or Gelfoam. Two of these patients subsequently underwent surgical resection with good survival.
      • Kashima Y.
      • Miyazaki M.
      • Ito H.
      • et al.
      Effective hepatic artery chemoembolisation for advanced hepatocellular carcinoma with extensive tumour thrombus through the hepatic vein.
      The arterial supply for tumors invading the IVC and RA were hepatic artery (5/11) and inferior phrenic artery (6/11).
      • Duan F.
      • Yu W.
      • Wang Y.
      • et al.
      Trans-arterial chemoembolisation and external beam radiation therapy for treatment of hepatocellular carcinoma with a tumor thrombus in the inferior vena cava and right atrium.
      In another study, hepatic artery was the only feeding vessel in 7/18 cases, while 11 had extrahepatic feeding arteries including right inferior phrenic artery, left inferior phrenic artery, and the left gastric artery.
      • Zhu L.
      • Yang R.
      • Zhu X.
      Transcatheter arterial chemoembolisation experience for advanced hepatocellular carcinoma with right atrial tumor thrombus.
      A summary of various modalities for treatment of PVTT and IVCTT is mentioned in Table 2.
      Table 2Modalities for Treatment of PVTT and IVCTT.
      Treatment ModalitySurvivalSpecial comments
      Systemic therapyMedian survival 10.7 months
      • Rim C.
      • Kim C.
      • Yang D.
      • et al.
      External beam radiation therapy to hepatocellular carcinoma involving inferior vena cava and/or right atrium: a meta-analysis and systemic review.
      Data available with Sorafenib only and found ineffective
      Surgical resection3 year survival of patients 10–59% (depends on extent of thrombosis)Possible for patients with compensated cirrhosis and adequate future liver remnant.
      RadiotherapyMedian survival 17.4 months for IVCTT
      • Hou J.
      • Zeng Z.
      • Zhang J.
      • et al.
      Influence of tumor thrombus location on the outcome of external-beam radiation therapy in advanced hepatocellular carcinoma with macrovascular invasion.
      Data available with IVCTT only. Data for isolated HVTT not available.
      ImmunotherapyObjective response rate 70% in IVT [T
      • Tsai H.
      • Han M.
      • Lin Y.
      • et al.
      Real-world outcome of immune checkpoint inhibitors for advanced hepatocellular carcinoma with macrovascular tumor thrombosis.
      Only one study currently. Data for isolated HVTT not available. Promising therapy for future.
      Transarterial chemoembolisation (TACE)Median survival 10.7 months
      • Chung S.M.
      • Yoon C.J.
      • Lee S.S.
      • et al.
      Treatment outcomes of transcatheter arterial chemoembolisation for hepatocellular carcinoma that invades hepatic vein or inferior vena cava.
      High prevalence of post embolization syndrome
      Combination therapiesVariable resultsNo clear preferred combination with currently available literature

      Comparison of various modalities and their combinations

      Active treatment vs best supportive care

      Chun et al.
      • Chun Y.
      • Ahn S.
      • Park J.
      • et al.
      Clinical characteristics and treatment outcomes of hepatocellular carcinoma with inferior vena cava/heart invasion.
      compared outcomes of the active treatment group, including chemotherapy (31%), TACE (25%), radiotherapy (6%), surgery (3%), or combination (15%) to the best supportive care group in patients with HCC and IVC and/or cardiac invasion. The survival of the treated group was better than the supportive care group with hazard ratio of 0.509 (95% CI of 0.262–0.992; p = 0.047). Similar results favoring active treatment were found in another study on patients with invasion of the RA.
      • Jun C.
      • Sim D.
      • Kim S.
      • et al.
      Risk factors for patients with stage IVB hepatocellular carcinoma and extension into the heart: prognostic and therapeutic implications.

      TACE+chemotherapy vs TACE alone

      Kim et al.
      • Kim H.C.
      • Lee J.H.
      • Chung J.W.
      • et al.
      Transarterial chemoembolisation with additional cisplatin infusion for hepatocellular carcinoma invading the hepatic vein.
      studied outcomes of conventional TACE compared with modified TACE (TACE followed by infusion of 50–100 mg of cisplatin). The median survival was significantly longer in the modified TACE group (9.7 mo, 95% CI [4.3–15.1]) compared with the conventional group (6.7 mo, 95% CI [4.8–8.5]).
      • Kim H.C.
      • Lee J.H.
      • Chung J.W.
      • et al.
      Transarterial chemoembolisation with additional cisplatin infusion for hepatocellular carcinoma invading the hepatic vein.
      In contrast, results from sub group analysis for modified TACE showed better, but statistically insignificant results in another study (11mo vs 4.2 mo, p = 0.23).
      • Chung S.M.
      • Yoon C.J.
      • Lee S.S.
      • et al.
      Treatment outcomes of transcatheter arterial chemoembolisation for hepatocellular carcinoma that invades hepatic vein or inferior vena cava.
      • o
        TACE vs surgery
      Yoshidome et al.
      • Yoshidome H.
      • Takeuchi D.
      • Kimura F.
      • et al.
      Treatment strategy for hepatocellular carcinoma with major portal vein or inferior vena cava invasion: a single institution experience.
      reported higher survival with hepatectomy when compared to transarterial chemoembolisation (TACE) alone in patients with major portal vein and/or IVC invasion. Of 34 patients analyzed in the study, about 1/3rd (n = 11), had IVC invasion. Patients with tumor size <10 cm and tumor size reduction or necrosis of 50% or higher by TACE had a favorable outcome.
      • Yoshidome H.
      • Takeuchi D.
      • Kimura F.
      • et al.
      Treatment strategy for hepatocellular carcinoma with major portal vein or inferior vena cava invasion: a single institution experience.
      • o
        TACE + EBRT
      In a small study of patients with IVC and RA tumor thrombus,
      • Zhang Y.F.
      • Wei W.
      • Wang J.H.
      • et al.
      Transarterial chemoembolisation combined with sorafenib for the treatment of hepatocellular carcinoma with hepatic vein tumor thrombus.
      TACE sessions were conducted followed 2 weeks later by EBRT. Patients with metastasis were given folinic acid, fluorouracil, and oxaliplatin regimen or sorafenib. The reported median survival of 21 months.
      • o
        Chemotherapy + RT
      Murakami et al. evaluated hepatic arterial infusion chemotherapy using 5-fluorouracil and systemic interferon-α for HCC with vv2 and vv3.
      • Murakami E.
      • Aikata H.
      • Miyaki D.
      • et al.
      Hepatic arterial infusion chemotherapy using 5-fluorouracil and systemic interferon-alpha for advanced hepatocellular carcinoma in combination with or without three-dimensional conformal radiotherapy to venous tumor thrombosis in hepatic vein or inferior vena cava.
      This was combined with three dimensional conformal radiotherapy in 14 (42%). The median survival was 7.9 months. CR was seen in 3 (9%) and PR was seen in 7 (21%). Radiotherapy-related reduction in VTT significantly improved survival.
      • o
        TACE + Sorafenib vs TACE alone
      Zhang et al.
      • Zhang Y.F.
      • Wei W.
      • Wang J.H.
      • et al.
      Transarterial chemoembolisation combined with sorafenib for the treatment of hepatocellular carcinoma with hepatic vein tumor thrombus.
      compared the combination of TACE and sorafenib to TACE alone for patients with HV tumor thrombosis. OS of the combined group was found to be significantly higher than the monotherapy group (14.9 vs 6.1 months, P = 0.010). The time to progression was found to be significantly longer in the combined group (4.9 vs 2.4 months, P = 0.016).
      • o
        TACE + thermal ablation vs TACE alone
      In a retrospective study, TACE followed by percutaneous thermal ablation compared to TACE alone showed median OS of 18 months vs 6.5 months.
      • Wang Y.
      • Ma L.
      • Yuan Z.
      • et al.
      Percutaneous thermal ablation combined with TACE versus TACE monotherapy in the treatment for liver cancer with hepatic vein tumor thrombus: a retrospective study.
      Patients who achieved CR with treatment had the best survival (42 months). Only minor complications were observed for TACE in this group.
      • Other treatments
      There are few case reports. Li
      • Li W.
      • Wang Y.
      • Gao W.
      • et al.
      HCC with tumor thrombus entering the right atrium and inferior vena cava treated by percutaneous ablation.
      reported microwave ablation of tumor thrombus with invasion of HV, IVC, and reaching upto RA along with the intrahepatic tumors. The patient had a follow-up of 16 months in a good condition.
      • Li W.
      • Wang Y.
      • Gao W.
      • et al.
      HCC with tumor thrombus entering the right atrium and inferior vena cava treated by percutaneous ablation.
      Current guidelines of HCC or Budd-Chiari syndrome have not addressed HCC with secondary HV thrombosis in detail or addressed it very superficially since there is paucity of data.
      • Galle P.
      • Forner A.
      • Llovet J.
      • et al.
      EASL clinical practice guidelines: management of hepatocellular carcinoma.
      ,
      European Association for the Study of the Liver
      EASL clinical practice guidelines: vascular diseases of the liver.
      ,
      • Shukla A.
      • Shreshtha A.
      • Mukund A.
      • et al.
      Budd-Chiari syndrome: consensus guidance of the Asian Pacific Association for the study of the liver (APASL).
      HCC invading HV and IVC is a distinct entity with poor survival and high incidence of metastasis. With advancement in imaging, there will be an increase in the incidence of these tumors. The prognosis depends on the extent of vascular involvement, presence of liver cirrhosis, and extrahepatic metastasis. There is emerging evidence of improved survival with treatment over no treatment, but small sample size in all the studies is an inherent limitation. The outcome is improved over time with better surgical technique. These patients have better survival with aggressive treatment which should be offered to appropriately selected individuals.

      Financial support

      None.

      Credit authorship contribution statement

      Dr AS: Conceptualisation, Data collection, Analysis and editing. Dr AJ: Conceptualisation, Data collection, Manuscript writing.

      Conflicts of interest

      All authors have none to declare.

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